Mapping GPT revealed something strange...

Machine Learning Street Talk Machine Learning Street Talk May 22, 2024

Audio Brief

Show transcript
This episode reframes Large Language Models as complex dynamical systems, exploring their behavior, vulnerabilities, and potential for manipulation through the lens of control theory. There are four key takeaways from this discussion. First, LLMs should be treated as engineered systems rather than cognitive beings, applying frameworks like control theory for rigor and safety. Second, avoiding anthropomorphism is crucial, as their coherent output hides an alien internal process making them susceptible to non-intuitive "magic word" attacks. Third, LLM safety remains an unsolved problem due to their vast potential output space and adversarial prompts bypassing guardrails. Finally, advancing AI may depend less on scaling computation and more on developing new conceptual frameworks for intelligence itself. Modeling LLMs as autoregressive dynamical systems allows for control theory application. This perspective offers a rigorous way to analyze their stability, controllability, and behavior. Understanding these systems can lead to more predictable and safer interactions. The "Shoggoth" metaphor highlights LLMs' non-intuitive, high-dimensional internal token space, distinct from human thought. Their coherent language output can be misleading. Models are vulnerable to optimized, often inhuman "magic word" adversarial prompts, which bypass safety training to produce specific or forbidden outputs. LLM safety is an unsolved problem because their "reachable space," the set of all possible outputs, is far larger than anticipated. Even short, adversarial prompts can effectively exploit the system's dynamics to bypass existing guardrails. This makes it challenging to predict or fully contain their behavior. Progress towards Artificial General Intelligence faces a conceptual bottleneck, not merely a lack of compute or improved algorithms. True advancement requires interdisciplinary ideas about intelligence, drawing from fields like neuroscience and philosophy. This shift emphasizes foundational breakthroughs over incremental scaling. Ultimately, a deeper understanding of LLMs as complex, controllable systems, rather than anthropomorphic entities, is essential for their safe and effective development.

Episode Overview

  • The episode reframes Large Language Models (LLMs) from creative partners to complex dynamical systems, applying control theory to understand their behavior, vulnerabilities, and potential for manipulation.
  • It introduces the "Shoggoth" metaphor to describe the non-intuitive, high-dimensional token space where LLMs operate, warning against anthropomorphizing them based on their coherent language output.
  • The discussion explores the power of "magic words"—optimized, often inhuman adversarial prompts—that can steer LLMs to produce highly specific or forbidden outputs, revealing a larger-than-expected "reachable space."
  • The speakers argue that true progress towards AGI requires conceptual breakthroughs and interdisciplinary ideas about intelligence, rather than just more compute or better algorithms.

Key Concepts

  • LLMs as Dynamical Systems: Because LLMs are auto-regressive (their output becomes their next input), they can be modeled as dynamical systems. This allows for the application of control theory to analyze their behavior, stability, and controllability.
  • The Shoggoth Analogy: A metaphor for the internal workings of an LLM, suggesting it operates in a vast, non-intuitive, "horrible, hairy, gnarly" high-dimensional token space, which is fundamentally different from human-like conceptual thought.
  • Levels of Interaction: There are distinct layers for controlling LLMs: high-level (natural language prompts), mid-level (algorithmic, token-by-token search), and low-level (continuous gradient-based optimization in the embedding space).
  • Adversarial Prompts ("Magic Words"): Specific, optimized, and often inhuman sequences of tokens that act like "hypnosis" or a "magic spell" to steer the model toward a desired output with extremely high probability, bypassing its safety training.
  • Controllability and Reachability: The set of all possible outputs an LLM can produce (its "reachable space") is vast. Even short prompts (control inputs) can steer the model toward a wide range of outcomes, including initially unlikely or forbidden ones.
  • Conceptual Bottlenecks in AI: The argument that the primary barrier to AGI is not a lack of compute or better algorithms, but a need for new, foundational ideas about intelligence drawn from interdisciplinary fields like neuroscience and philosophy.

Quotes

  • At 1:07 - "We think that they think in language space... but they don't. They actually think using the Shoggoth. They think in this very high-resolution token space and it's just this horrible, hairy, gnarly mess." - Tim Scarfe explains the misconception about how LLMs process information, contrasting the human-perceived language interface with the model's complex internal reality.
  • At 2:20 - "There's this sort of chaotic regime of adversarial prompts, kind of like hypnosis, kind of like magic, where if you give it these very strange, very inhuman-looking prompts, that will steer it to just making a certain output extremely likely." - Author Aman Bhargava describes the power of adversarial prompts, which bypass human-like interaction to directly manipulate the model's output.
  • At 28:06 - "These are autoregressive models... The answer gets kind of fed back into the prompt, and then we rinse and repeat, which means you can model them as dynamical systems." - Tim highlights the core property of LLMs that makes them suitable for analysis with control theory.
  • At 31:16 - "What I cannot control, I cannot understand." - Cameron Witkowski adapts Richard Feynman's famous quote to argue that control is a prerequisite for truly understanding complex systems like LLMs.
  • At 38:30 - "We really believe that the bottleneck in AI progress right now is not so much compute, not so much algorithms, but it's conceptual. We need better ideas about intelligence." - Cameron outlines the core philosophy behind their research, emphasizing the need for foundational, interdisciplinary ideas.

Takeaways

  • Treat LLMs as engineered systems, not cognitive beings. Applying frameworks like control theory can provide a more rigorous, predictable, and safe way to interact with them.
  • Avoid anthropomorphizing LLMs; their coherent output hides an alien internal process, making their behavior susceptible to non-intuitive "magic word" attacks that exploit the system's dynamics.
  • LLM safety is an unsolved problem because their potential output space is far larger than it seems, and adversarial prompts can effectively bypass existing guardrails.
  • Advancing AI may depend less on scaling computation and more on developing new conceptual frameworks for understanding intelligence itself.